Posts In: SEBI

SEBI directs all Listed companies to comply with the enhanced Due Diligence process for Dematerialization of Physical Securities

November 11, 2019 CORP, Industries, states 0

Securities and Exchange Board of India (SEBI) has issued a circular dated 5th November 2019 regarding enhanced Due Diligence for Dematerialization of Physical Securities.   The...

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SEBI amends the Prohibition of Insider Trading Regulations, 2015; introduces voluntary information disclosure mechanism for violation of insider trading laws

October 15, 2019 CORP, Industries, states 0

In line with the Discussion Paper on amendment to the SEBI (Prohibition of Insider Trading) Regulations, 2015 (“Regulations”) issued earlier, the Securities and Exchange Board of India...

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SEBI introduces additional disclosure requirements for Listed Companies under the Takeover Regulation for encumbered shares; effective 1st October 2019

August 10, 2019 CORP, Industries, states 0

The Securities and Exchange Board of India (“SEBI”) has prescribed the format for disclosure of reasons for encumbrance by promoter of listed companies under Securities and...

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SEBI issues circular on violations related to Code of Conduct under Prohibition of Insider Trading Regulations, 2015 and procedure and format for limited review / audit report of listed entities

August 1, 2019 Industries, SEBI, states 0

This is a quick update to inform you that Securities Exchange Board of India (“SEBI”) has issued two circulars on the following subject: 1. Standardizing...

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Reports under cyber security and cyber resilience framework of SEBI to be submitted to NSE ; report to be sent by 15th August, 2019 for the quarter ended on 30th June, 2019, thereafter within 15 days from end of every quarter

August 1, 2019 CORP, Industries, SEBI, SEBI, states 0

Securities and Exchange Board of India had previously in a circular dated 3rd December, 2018 shared a framework on cyber security and cyber resilience to protect the integrity...

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SEBI has revised certain formats for limited review / audit report of the listed entity and those entities whose accounts are to be consolidated with the listed entity through its Circular dated 19th July 2019

August 1, 2019 SEBI 0

T he Securities and Exchange Board of India (“SEBI”) had earlier, through a Circular dated 29th March, 2019 clarified the procedure and formats for limited review /...

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SEBI rolls out format for reporting incidents of violation of Code of Conduct under the SEBI (Prohibition of Insider Trading) Regulations, 2015

August 1, 2019 CORP, Industries, SEBI, SEBI, states 0

Securities and Exchange Board of India (“SEBI”) has, through a circular dated 19th July, 2019 standardized the procedure for reporting of violations related to Code of...

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SEBI revises the Format of Compliance Report on Corporate Governance to be submitted to Stock Exchange(s) by Listed Entities; additional information relating to Independent Directors to be disclosed

August 1, 2019 SEBI 0

The Securities and Exchange Board of India (“SEBI”), in its Circular dated 16th July, 2019 has modified the Format for compliance report on Corporate Governanceto be...

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SEBI revises guidance note on the SEBI (Prohibition of Insider Trading) Regulations, 2015; provides clarity on Requirement of Maintaining Structured Digital Database and Scope of Investment Company

August 1, 2019 CORP, Industries, SEBI, SEBI, states 0

The Securities and Exchange Board of India (“SEBI”) has, in a Press Release dated July 22, 2019, informed that the Guidance Note on SEBI (Prohibition...

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SEBI amends Prohibition of Insider Trading Regulations; clarifies on the Standards for Code of Conduct for Listed Companies and Intermediaries and Fiduciaries

August 1, 2019 CORP, Industries, SEBI, SEBI, states 0

The Securities and Exchange Board of India (“SEBI”) has in a notification dated July 25, 2019, issued amendments to the Securities and Exchange Board of India...

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